New York City Office

655 Third Avenue, 20th Floor
New York, New York 10017
(212) 490-2020 Phone
(212) 490-2990 Fax

Westchester Office

399 Knollwood Road
White Plains, New York 10603
(914) 684-2100 Phone
(914) 684-9865 Fax

Dutchess Office

300 Westage Business Center
Drive, Suite 400
Fishkill, NY 12524
(845) 896-1106 Phone
(845) 896-1107 Fax

Large Firm Service Small Firm Attention

Our Attorneys

Mitchell Littman
Founding Partner
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Mitchell Littman is a founding partner of Littman Krooks LLP and leads the firm’s corporate and securities department. His practice includes public and private offerings, broker-dealer and investment banking matters, secondary market transactions, venture and private equity capital investments and mergers and acquisitions. Mr. Littman’s clients consist of public and private companies, broker-dealers, investment banking firms and individual entrepreneurs. In his 29-year career, he has represented issuers, underwriters and placement agents in hundreds of private and public securities offerings, including reverse mergers, PIPEs, IPOs, SPACs, private placements and mergers and acquisitions.

Under his leadership, the firm’s corporate and securities department has consistently held a national ranking in The Pipes Report of top U.S. PIPE Market Placement Agent Counsel. The firm has a significant presence in the private secondary market, representing numerous broker-dealer sponsors and private partnerships in fund formation, private placement of fund interests and purchases of over $250 million of shares of such well-known companies as Facebook, Twitter, LinkedIn and various other emerging growth technology companies.

Recent transactions by the firm, including public and private offerings, mergers and acquisitions, secondary market purchases and corporate transactions in the hospitality/advertising/marketing/sports areas may be found at the following link: http://www.littmankrooks.com/corporate-representative-transactions/

Mitchell Littman graduated, cum laude, with distinction, from the University of Rochester in 1980 and received his J.D. degree from Brooklyn Law School in 1983, where he served as Comments Editor of the Brooklyn Journal of International Law. He is a member of the New York County Lawyers Association Committees on Corporations and Securities and Exchange Commission, and is admitted to the U.S. District Courts for the Southern and Eastern Districts of New York.

Recent Speaking Engagements:

TSL’s Capital Reformation & Crowdfunding Conference	May 2012	San Francisco, CA
Capital Creation and Crowdfunding Conference	March 2012	Los Angeles, CA
SoHo Loft Capital Creation Conference	January 2012	New York, NY
Private Placements, Regulation D and the Growth of the Secondary Market	June 2011	New York, NY
Broker/Dealer Conference – The Securities Industry in 2011 and Beyond	May 2011	New York, NY
The Secondary Market for Private Shares	April 2011	Webinar
The Private Company Stock Conference	Sept 2010	Palo Alto, CA

Pro Bono Activities:

Sunflower Children, a humanitarian aid organization providing survival and development care for impoverished children.
Camp Sussex, a charity devoted to providing the opportunity for children of limited financial means to experience a traditional summer camp environment.
Baby Buggy Inc., a non-profit organization dedicated to collecting and redistributing infant gear and clothing to families in need (General Counsel 2002 to 2006).
New York Academy of Art, a graduate school offering advanced degrees in art (General Counsel 1991 to 1994).

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