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New York, New York 10017
(212) 490-2020 Phone
(212) 490-2990 Fax


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399 Knollwood Road
White Plains, New York 10603
(914) 684-2100 Phone
(914) 684-9865 Fax


Dutchess OfficeDutchess Office

300 Westage Business Center
Drive, Suite 400
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(845) 896-1106 Phone
(845) 896-1107 Fax

Corporate & Securities

Press & Media

Title Date Resource File
Despite IPO Resurgence, Smallest Companies Still Squeezed Out of Market 5-13-2013 The DealFlow Report Download
Technology IPOs Decline Since Facebook, Amid Dearth of New Tech Breakthroughs 4-29-2013 The DealFlow Report Download
Entrepreneurship Symposium 2013 4-23-2013 Hellenic Business Network Inc. Download
Small Cap Financing Market Declines in 1Q as Investors Eschew Illiquid Investments 4-8-2013 The DealFlow Report Download
Hudson Bay, Iroquois Among Investors Hoping to Profit from Volatility of Investing in Patents 1-25-2013 The DealFlow Report Download
Littman Krooks ranked 15th place in 2012 in the country on PIPE League Tables 1-14-2013 The DealFlow Report Download
Investor Verification Standards Lax at Many Financing Websites 1-14-2013 The DealFlow Report Download
Investment Bank Bank Dinan & Co. Launches ConfidentCrowd Portal 12-10-2012 The DealFlow Report Download
PIPE League Tables for 2012 Year to Date 12-3-2012 The DealFlow Report Download
Small Cap Trades Could Be Delayed, Canceled with Hurricane Flooding at DTCC, featuring Mitchell C. Littman, Esq. 11-12-2012 The DealFlow Report Download
PIPE League Tables for 2012 Year to Date 10-29-2012 The DealFlow Report Download
The Crowdfunding Conference: Understanding Series A, B, and C Rounds of Capital panel discussion (audio file) 10-15-2012 DealFlow Media Listen
SEC’s Proposed General Solicitation Rules May Be Costly, Stymie Solicitation, Attorney Says 9-10-2012 DealFlow Media Download
SPACs declaring themselves as emerging growth companies under JOBS Act 8-13-2012 The DealFlow Report Download
The Secondary Market for Private Shares 5-20-2012 Marcum SEC Insights Download
Mitchell C. Littman to Participate in SoHo Capital Conference 1-10-2012 Littman Krooks LLP Read Now
Opportunity vs. Vulnerability In New Fundraising Initiatives, featuring Mitchell C. Littman, Esq. 12-5-2011 BioWorld Insight Download
Reg A Revival: Creating an IPO Alternative for Small Biotechs, featuring Mitchell C. Littman, Esq. 11-21-2011 BioWorld Insight Download
Viva La Revolucion: Reg-A, Crowd-Funding Bills Expand Options for Biotechs, featuring Mitchell C. Littman, Esq. 11-14-2011 BioWorld Insight Download
Mitchell Littman of Littman Krooks LLP to Host CLE Seminar on Private Placements and the Secondary Market for Private Shares 6-7-2011 Littman Krooks LLP Download
The Secondary Market for Private Shares 4-5-2011 Littman Krooks LLP/DealFlow Media DownloadListen
General Questions & Considerations of a Secondary Market Transaction 4-1-2011 This Week in Social Media Download
How Goldman Sachs Screwed Up Its Facebook Offering 2-22-2011 Business Insider, Silicon Alley Insider Download
Private shares market and the emergence of Social Media, featuring Mitchell C. Littman, Esq., Littman Krooks LLP 2-18-2011 @LouKerner Show Download
Littman Krooks Places in the Top Ten in National Rankings of Representation of Placement Agents in PIPE Transactions in 2010 1-19-2011 Littman Krooks LLP Download
SEC in initial probe on private tech stocks 12-30-2010 Financial Times Download
Tech Shares in High Demand on Private Market (audio), featuring Mitchell C. Littman, Esq., Littman Krooks LLP 12-28-2010 Marketplace, American Public Media ListenTranscript
Engine USA Announces Acquisition of Noise 12-10-2010 PR Newswire Download
Markets: New stock on the block 10-28-2010 Financial Times Download
PlacementTracker Publishes PIPE Market League Tables 7-7-2010 Globe Newswire Download
Littman Krooks Ranked in 7th Place in 2008 on Representation of Placement Agents in Pipe Transactions 1-23-2009 Littman Krooks LLP Download
Formal Request Filed with SEC for Changes to Rule 144 10-9-2008 The Reverse Merger Report Download
Big Names, Bigger Deals: Industry Awaits Post-Merger Returns of Larger SPACs 12-13-2007 The SPAC Report Download
Aaron, Tavares Set Up Sports-Focused Takeover Company (Update1) 10-1-2007 Bloomberg.com Download
The IPO Gets Edgy 2-19-2007 Fortune Magazine Download
APO Test Rule 2710 Changes to NASD Rule Could Impact Fees, Speed to Market 12-1-2006 The Pipes Report Download
The Zero Hour 4th Quarter, 2006 The Reverse Merger Report Download
Amaranth, a Slave to Fashion, Loaded Up on SPACs: Susan Antilla 9-22-2006 Bloomberg Download
Blank Check IPOs Alarm NASD Amid Resurgence of Unnamed Deals 9-5-2006 Bloomberg.com Download
NASD Seeks (Again) to Clarify Corporate Finance Rule 9-1-2006 The Pipes Report Download
M & A: Whacked by Spacs? 6-1-2006 EuroMoney Download
Demands on Trust – Investors Drive SPAC Sponsors to Execute Private Placements Alongside IPOs 6-1-2006 The Pipes Report Download
Brokerage’s Blank-Check Bet 5-1-2006 National Real Estate Investor Download
Specified Purpose Acquisition Companies 1st Quarter, 2006 Bryant Park Capital Download
Regulatory Review—New Rules Help Legitimize Reverse Merger Market 1st Quarter, 2006 The Reverse Merger Report Download
PIPEs Scorecard—Industry Rankings for 2006 Year-to-Date 2-15-2006 The PIPEs Report Download
Amelio, Wozniak Seek to Raise $100M, Buy Technology Company 1-30-2006 Orange County Business Journal Download
Bankers Tweak Terms on Acquisition Funds 11-21-2005 Corporate Financing Week Download
The Wide World of SPACS / Marcum & Kliegman LLP’s Newsletter 9-9-2005 M&K SEC Insights Download
Spicing Up the SPAC Structure 3rd Quarter,
2005
The Reverse Merger Report Download
SEC Restricts SPAC Managers’ Warrant Purchases 3rd Quarter,
2005
The Reverse Merger Report Download
SPAC Initial Offering Listing 3rd Quarter,
2005
The Reverse Merger Report Download
Amex U-Turn Leaves Deals in Lurch 3rd Quarter,
2005
The Reverse Merger Report Download
Reverse Mergers Will Require Increased Disclosure In Shorter Period 7-25-2005 New York Law Journal Download
SPAC Attack 5-2-2005 The Reverse Merger Report Download
N.J. Mergers and Acquisitions 2-21-2005 New Jersey Law Journal Download
Proposed Rule: Use of Form S-8 and Form 8-K by Shell Companies/ Marcum & Kllegiman LLP’s Newsletter 7-2004 M&K SEC Insights Download
Unauthorized trademark on cover forces rejacketing of book 6-2004 AnvilPub BookNews Newsletter Download
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