New York City OfficeNew York City Office

655 Third Avenue, 20th Floor
New York, New York 10017
(212) 490-2020 Phone
(212) 490-2990 Fax


Westchester OfficeWestchester Office

399 Knollwood Road
White Plains, New York 10603
(914) 684-2100 Phone
(914) 684-9865 Fax


Dutchess OfficeDutchess Office

300 Westage Business Center
Drive, Suite 400
Fishkill, NY 12524
(845) 896-1106 Phone
(845) 896-1107 Fax

Corporate & Securities

What's New!
"Capital Formation: Opportunity vs. Vulnerability In New Fundraising Initiatives,” by Trista Morrison, BioWorld Insight, featuring Mitchell C. Littman, Esq.

"Reg A Revival: Creating an IPO Alternative for Small Biotechs,” by Trista Morrison, BioWorld Insight, featuring Mitchell C. Littman, Esq.

"Viva La Revolucion: Reg-A, Crowd-Funding Bills Expand Options for Biotechs” by Trista Morrison, BioWorld Insight, featuring Mitchell C. Littman, Esq.

Press Release: Littman Krooks Places in the Top Ten in National Rankings of Representation of Placement Agents in PIPE Transactions in 2010

“SEC in initial probe on private tech stocks” by David Gelles, Financial Times, featuring Mitchell C. Littman, Esq.

Private Placements

Private Placements are the mainstay of our practice, with over 150 completed transactions since the firm’s inception. Our team of attorneys is skilled in structuring, negotiating and closing private placement financings for privately held and public companies involving Regulation D offerings and private investments in public equity (PIPE) transactions. We serve a wide variety of issuers, including start-up and second stage companies. Littman Krooks LLP represents a number of placement agents, selected dealers and investment banking firms in private placement transactions. We provide full regulatory and blue sky reporting service on our transactions.

Print Friendly Print Get a PDF version of this webpage PDF