New York City Office

655 Third Avenue, 20th Floor
New York, New York 10017
(212) 490-2020 Phone
(212) 490-2990 Fax

Westchester Office

399 Knollwood Road
White Plains, New York 10603
(914) 684-2100 Phone
(914) 684-9865 Fax

300 Westage Business Center
Drive, Suite 400
Fishkill, NY 12524
(845) 896-1106 Phone
(845) 896-1107 Fax

Date	Organization/Topic	Speaker	Program Location
1/23/12	SoHo Loft Capital Creation and Crowdfunding Conference	Mitchell C. Littman	New York City, NY
6/16/11	Private Placements, Regulation D and the Growth of the Secondary Market for Private Shares	Mitchell C. Littman	New York City, NY
5/11/11	Broker/Dealer Conference	Mitchell C. Littman	New York City, NY
4/5/11	The Secondary Market for Private Shares	Mitchell C. Littman, Martin W. Enright	Online Webinar
9/27/10	Legal Considerations for Issuers: Protecting Private Company Exemptions	Mitchell C. Littman	East Palo Alto, California
5/30/07	Navigating PIPEs Laws & Regulations	Steven D. Uslaner	New York City, NY
11/16/05	Financial Research Associates, LLC: Private Equilty: Reverse Merger & SPAC Summit	Mitchell C. Littman
10/27/05	Dow Jones: Starting a Blank Check Company: The Must Know Legal & Regulatory Issues Involved with Forming a SPAC	Mitchell C. Littman
10/26/05	The PIPES CONFERENCE 2005	Steven D. Uslaner	New York, NY
10/27/05	A Forum for Private Investment in Public Equity
7/19/05	Reverse Merger Conference 2005: A Forum for Shell Mergers & SPAC >> Offerings	Mitchell C. Littman

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