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Mitchell C. Littman

Mitchell C. Littman
Founding Partner
Location:

New York City Office
655 Third Avenue, 20th Floor
New York, New York 10017


Mitchell is a founding partner of Littman Krooks and leads the firm’s Corporate and Securities Department. He has represented issuers, underwriters and placement agents in hundreds of private and public securities offerings.


Practice Areas

  • Chair, Corporate & Securities Department
  • Broker-Dealer and Investment Banking Matters
  • Hospitality, Branding and Marketing Sectors
  • Mergers and Acquisitions
  • Private Placements
  • Private Investment Funds
  • Public Companies & Public Offerings
  • Secondary Market Transactions
  • Special Purpose Acquisition Corporations

Bar Admissions

  • U.S. District Courts for the Southern and Eastern Districts of New York

Education

  • Brooklyn Law School
  • University of Rochester, cum laude, with distinction

Professional Affiliations

  • Adjunct Professor of Law, Brooklyn Law School
  • Member, New York County Lawyers Association Committee on Securities and Exchange Commission
  • Member, New York County Lawyers Association Committee on Corporations
  • Member, New York County Lawyers Association Committee on Restaurants and Hospitality
  • Past Comments Editor, Brooklyn Journal of International Law

Mitchell Littman is a founding partner of Littman Krooks LLP and heads the firm’s corporate and securities department. His practice includes public and private offerings, broker-dealer and investment banking matters, secondary market transactions, venture and private equity capital investments and mergers and acquisitions. Mr. Littman’s clients consist of public and private companies, broker-dealers, investment banking firms and individual entrepreneurs.Throughout his career, he has represented issuers, underwriters and placement agents in hundreds of private and public securities offerings, including reverse mergers, PIPEs, IPOs, SPACs, private placements and mergers and acquisitions. The firm has a significant presence in the private secondary market, representing numerous broker-dealer sponsors and private partnerships in fund formation, private placement of fund interests and purchases of privately owned emerging growth technology companies.

Mr. Littman is an Adjunct Professor of Law at Brooklyn Law School, where he teaches Transactional Skills for Start-Ups as well as seminars on corporate and transactional matters.

Mr. Littman also has a significant practice in hospitality, spirits, branding and sports industries.

Recent transactions by the firm may be found at the following link: https://www.littmankrooks.com/corporate/representative-transactions/

Mr. Littman is a frequent speaker and panelist at investment banking and securities law conferences and is frequently quoted in news media and trade publications.

 

Speaking Engagements

  • Moderator –“Regulation A+: Two Years After the Creation of “The Mini IPO” Panel – Marcum Microcap Conference June 2017
  • Moderator –“Corporate Governance and the Small Cap Market” Panel – Marcum Microcap Conference June 2016
    M &A Transactions – Brooklyn Law School, January 2016
  • M & A Transactions – Brooklyn Law School, January 2015
  • Marcum Microcap Conference, May 2014
  • M & A Transactions – Brooklyn Law School, January 2014
  • Crowdnetic Crowdfinance Conference 2013, December 2013
  • New York International Gift Fair, January 2013
  • Brooklyn Law School “Business Boot Camp”, January 2013
  • The DealFlow Conference, December 2012
  • Women Transforming Our Financial Markets Symposium, December 2012
  • The JOBS Act: Transforming the Financial Markets, July 2012
  • Marcum Microcap Conference, June 2012
  • Capital Reformation & Crowdfunding Conference, May 2012
  • Capital Creation and Crowdfunding Conference, March 2012
  • Capital Creation Conference, January 2012
  • Private Placements, Regulation D and the Growth of the Secondary Market, June 2011
  • Broker/Dealer Conference – The Securities Industry in 2011 and Beyond, May 2011
  • The Secondary Market for Private Shares (Webinar), April 2011
  • The Private Company Stock Conference, Sept 2010

Pro Bono Activities

  • Sunflower Children, a humanitarian aid organization providing survival and development care for impoverished children.
  • Camp Sussex, a charity devoted to providing the opportunity for children of limited financial means to experience a traditional summer camp environment.
  • Baby Buggy Inc., a non-profit organization dedicated to collecting and redistributing infant gear and clothing to families in need (Pro Bono General Counsel 2002 to 2006).
  • New York Academy of Art, a graduate school offering advanced degrees in art (Pro Bono General Counsel 1991 to 1994).

Representative Transactions

Corporate Press & Media