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Corporate & Securities

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New York Corporate & Securities Law

Since its inception in October 1990, Littman Krooks LLP has concentrated in counseling underwriters, issuers, placement agents, public companies, private investment partnerships and private investors in a wide variety of financing transactions. We also represent clients in mergers and acquisitions, contract negotiations and provide a full complement of legal services to our client companies and their principals. Many of our clients are from the underserved middle market, where top tier legal and capital market expertise has long been unavailable. Our expertise includes:

  • Initial public offerings (IPO) and secondary offerings
  • Private placements, including PIPE offerings
  • Special Purpose Acquisition Corporations (SPAC)
  • Reverse Mergers
  • Hedge Funds and Venture Capital Partnerships

Notably, our New York corporate and securities lawyers have significant experience in broker-dealer and investment banking services, and represent several financial institutions and securities broker-dealers in connection with compliance reporting, registration and other requirements under federal and state securities laws.

Our corporate and securities work is results and goal oriented. Each Littman Krooks Corporate and Securities Attorney recognizes the demands on our clients’ time, and understand that in the financial world, our clients’ needs require that each corporate and securities attorney stay involved in the day-to-day interaction to resolve issues and accelerate progress to closing each transaction. Our NY corporate and securities team prides ourselves on our responsiveness and availability, while providing the consistent quality, efficiency and cost-effective service our clients require.

Our Practice Areas:

Also, see our Representative Transactions