Large Firm Service. Small Firm Attention.

At Littman Krooks, our corporate and securities work is goal oriented. Our team of attorneys prides itself on our responsiveness and availability.


New York Corporate & Securities Law









For over 30 years, Littman Krooks LLP has concentrated in counseling underwriters, placement agents, issuers, public companies, private investment partnerships and private investors in a wide variety of financing transactions.









We also represent clients in mergers and acquisitions, contract negotiations and provide a full complement of legal services to our client companies and their principals. Many of our clients are from the underserved middle market, where top-tier legal and capital market expertise has long been unavailable. Our expertise includes:





  • Initial public offerings (IPO) and secondary offerings
  • Private placements, including PIPE offerings
  • Special Purpose Vehicles
  • Private Secondary Market Transactions
  • Special Purpose Acquisition Corporations (SPAC)
  • Reverse Mergers





Notably, our corporate and securities lawyers have significant experience in broker-dealer and investment banking services, and represent numerous financial institutions and securities broker-dealers in connection with public and private secondary offerings.






Our corporate and securities work is results and goal-oriented. Each Littman Krooks Corporate and Securities Attorney recognizes the demands on our clients’ time, and understands that in the financial world, our clients’ needs require our firm to remain involved in the day-to-day interaction to resolve issues and accelerate progress to closing each transaction.





Our corporate and securities team prides ourselves on our responsiveness and availability, while providing the consistent quality, efficiency and cost-effective service our clients require.





Our Practice Areas:









Also, see our Representative Transactions