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The Benefits of Initial Public Offerings

When a corporation needs to raise a large amount of capital, an initial public offering can be a wise course of action.  To conduct an initial public offering, a corporation’s shares are made available for purchase to the general public. Doing so provides the company with a substantial influx of cash and the opportunity to grow the business.  This term applies only to the first of such offerings, and any …

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Accredited Investors and Common Securities Exemptions

An accredited investor is an individual or a financial entity that has been recognized by the Securities and Exchange Commission as being sophisticated enough to handle large investments.  Under Regulation D, investors who are financially sophisticated may have a reduced need for the protection provided by certain government filings.  Rule 501 of Regulation D clearly defines an accredited investor as any one of the following: A bank or savings and …

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